Guest guest Posted April 23, 2008 Report Share Posted April 23, 2008 School Watch has filed a formal complaint with the 10th Judicial District Attorney Grievance Committee against Sheahan, Esq. and the Law Firm of Guercio & Guercio. The entire complaint is detailed below. If you have information of other illegal conduct by school attorneys, please contact School Watch so that appropriate action can be taken. This information can be forwarded to ptaparent@... . For more on these attorney scandals in New York, check out www.schoolwatch101.com. To read about Ohio School District scandals, check out www.ohioschoolwatch101.com . Below the complaint made to the Attorney Grievance Committee: Grievance Committee for the Tenth Judicial District 6900 Jericho Turnpike Syosset, NY 11791 Dear Attorney Grievance Committee: I am writing to complain about the illegal conduct of attorney Sheahan, of the Law Firm of Guercio and Guercio located at 77 Conklin Street, Farmingdale, NY 11735. I have observed Mr. Sheahan engage in illegal conduct, in violation of the Individuals with Disabilities Education Act, by his participation in resolutions sessions when the parent, whose interests he opposed, was not accompanied by an attorney. I brought the regulations to the attention of Mr. Sheahan at the time, and he refused to comply with them. Furthermore, he submitted for payment to the school district for engaging in this illegal conduct. The I.D.E.A. has due process procedures established for parents that disagree with the program, placement or classification decisions made by a school district about a child with a disability. After the parent initiates a request for a due process hearing there is a mandated resolution session that allows the parties to sit down one last time to attempt to resolve the matter. The regulations specifically prohibit a school district from having their attorney at the resolution session unless the parent is accompanied by an attorney. Below, for your convenience, is the relevant section of the I.D.E.A. regulations. § 300.510 Resolution process. (a) Resolution meeting. (1) Within 15 days of receiving notice of the parent's due process complaint, and prior to the initiation of a due process hearing under § 300.511, the LEA must convene a meeting with the parent and the relevant member or members of the IEP Team who have specific knowledge of the facts identified in the due process complaint that— (i) Includes a representative of the public agency who has decision-making authority on behalf of that agency; and (ii) May not include an attorney of the LEA unless the parent is accompanied by an attorney. (2) The purpose of the meeting is for the parent of the child to discuss the due process complaint, and the facts that form the basis of the due process complaint, so that the LEA has the opportunity to resolve the dispute that is the basis for the due process complaint. (3) The meeting described in paragraph (a)(1) and (2) of this section need not be held if— (i) The parent and the LEA agree in writing to waive the meeting; or (ii) The parent and the LEA agree to use the mediation process described in § 300.506. (4) The parent and the LEA determine the relevant members of the IEP Team to attend the meeting. ( Resolution period. (1) If the LEA has not resolved the due process complaint to the satisfaction of the parent within 30 days of the receipt of the due process complaint, the due process hearing may occur. (2) Except as provided in paragraph © of this section, the timeline for issuing a final decision under § 300.515 begins at the expiration of this 30-day period. (3) Except where the parties have jointly agreed to waive the resolution process or to use mediation, notwithstanding paragraphs ((1) and (2) of this section, the failure of the parent filing a due process complaint to participate in the resolution meeting will delay the timelines for the resolution process and due process hearing until the meeting is held. (4) If the LEA is unable to obtain the participation of the parent in the resolution meeting after reasonable efforts have been made (and documented using the procedures in § 300.322(d)), the LEA may, at the conclusion of the 30-day period, request that a hearing officer dismiss the parent's due process complaint. (5) If the LEA fails to hold the resolution meeting specified in paragraph (a) of this section within 15 days of receiving notice of a parent's due process complaint or fails to participate in the resolution meeting, the parent may seek the intervention of a hearing officer to begin the due process hearing timeline. © Adjustments to 30-day resolution period. The 45-day timeline for the due process hearing in § 300.515(a) starts the day after one of the following events: (1) Both parties agree in writing to waive the resolution meeting; (2) After either the mediation or resolution meeting starts but before the end of the 30-day period, the parties agree in writing that no agreement is possible; (3) If both parties agree in writing to continue the mediation at the end of the 30-day resolution period, but later, the parent or public agency withdraws from the mediation process. (d) Written settlement agreement. If a resolution to the dispute is reached at the meeting described in paragraphs (a)(1) and (2) of this section, the parties must execute a legally binding agreement that is— (1) Signed by both the parent and a representative of the agency who has the authority to bind the agency; and (2) Enforceable in any State court of competent jurisdiction or in a district court of the United States, or, by the SEA, if the State has other mechanisms or procedures that permit parties to seek enforcement of resolution agreements, pursuant to § 300.537. (e) Agreement review period. If the parties execute an agreement pursuant to paragraph © of this section, a party may void the agreement within 3 business days of the agreement's execution. (Authority: 20 U.S.C. 1415(f)(1)() On the one occasion that I observed Mr. Sheahan knowingly engage in this illegal conduct in the Hicksville School District, it was entirely evident to me that the purpose of his conduct was to intimidate the parent and to gain an unfair advantage in a legal proceeding against a pro se litigant. I have heard that Ms. Sheahan has also engaged in this conduct in other school districts around Long Island, and that other attorneys in his firm also engage in this conduct. Specifically, Mr.Sheahan told me that its a regular practice for lawyers in his firm to attend such resolution meetings and it does not matter if the parent has a lawyer or not. (not true, see regulations.) I am also aware that the firm of Guercio & Guercio bills its school district clients for this illegal activity, which also seems entirely improper to me. Should a lawyer be able to engage in illegal conduct on behalf of the client, that is a public entity, and then be paid for that illegal conduct with public moneys? Of course not. In looking at the Lawyers' Code of Professional Responsibility, it appears that Mr. Sheahan, and the firm of Guercio & Guercio are engaging in repeated violations of their ethical responsibilities as attorneys in order to gain an unfair advantage over unrepresented litigants. It is very disturbing, and disciplinary action should be taken against these attorneys and their firm that have knowingly violated the law for the purpose of undermining a process intended to quickly address the needs of disabled children. Their participation in these resolutions sessions make the sessions immediately adversarial, which as a results causes the hearings to go forward, for the financial benefit of their firm. Something must be done. I am including below those parts of the Lawyers' Code of Professional Responsibility that seem immediately relevant to the unethical conduct of these lawyers and this firm, with my comments following each section. " EC 1-4 The integrity of the profession can be maintained only if conduct of lawyers in violation of the Disciplinary Rules is brought to the attention of the proper officials. A lawyer should reveal voluntarily to those officials all knowledge, other than knowledge protected as a confidence or secret, of conduct of another lawyer which the lawyer believes clearly to be a violation of the Disciplinary Rules that raises a substantial question as to the other lawyer's honesty, trustworthiness or fitness in other respects as a lawyer. A lawyer should, upon request, serve on and assist committees and boards having responsibility for the administration of the Disciplinary Rules. Guercio & Guercio, as a firm, failed to supervise these lawyers and cause this illegal conduct to cease and failed to bring it to the attention of the attorney grievance committee. " Obviously, this is a violation by the firm, and obviously it was done so that they could reap the benefits of fees generated by this practice of attending the resolution sessions and the litigation that results from this conduct. " EC 1-5 A lawyer should maintain high standards of professional conduct and should encourage other lawyers to do likewise. A lawyer should be temperate and dignified, and should refrain from all illegal and morally reprehensible conduct. Because of the lawyer's position in society, even minor violations of law by a lawyer may tend to lessen public confidence in the legal profession. Obedience to law exemplifies respect for law. To lawyers especially, respect for the law should be more than a platitude. " I have personally observed Mr. Sheahan turn a resolution session into an intimidation session. When this regulatory provision was brought to his attention, he acknowledged awareness of it and refused to leave. He communicated directly with the parent. He shouted at us, spoke in condescending terms and engaged in conduct that assured that no resolution occurred at the resolution session, presumably so his firm could make more money by having to litigate rather than resolve the case. " EC 1-7 A lawyer should avoid bias and condescension toward, and treat with dignity and respect, all parties, witnesses, lawyers, court employees, and other persons involved in the legal process. " Mr. Sheahan engaged in the most rude and condescending behavior toward me an the parent in the resolution session, which added to the adversarial environment and ensured no resolution was reached. " EC 1-8 A law firm should adopt measures giving reasonable assurance that all lawyers in the firm conform to the Disciplinary Rules and that the conduct of non-lawyers employed by the firm is compatible with the professional obligations of the lawyers in the firm. Such measures may include informal supervision and occasional admonition, a procedure whereby junior lawyers can make confidential referral of ethical problems directly to a designated senior lawyer or special committee, and continuing legal education in professional ethics. " It appears as if Guercio & Guercio is taking no steps to ensure their lawyers comport with the Code, and in fact, are benefiting from failing to ensure their attorneys proper conduct by increased fees generated from litigation. " EC 7-1 The duty of a lawyer, both to the client and to the legal system, is to represent the client zealously within the bounds of the law, which includes Disciplinary Rules and enforceable professional regulations. The professional responsibility of a lawyer derives from membership in a profession which has the duty of assisting members of the public to secure and protect available legal rights and benefits. In our government of laws and not of individuals, each member of our society is entitled to have his or her conduct judged and regulated in accordance with the law; to seek any lawful objective through legally permissible means; and to present for adjudication any lawful claim, issue, or defense. " These attorneys from Guercio & Guercio are knowingly engaged in conduct, during the course of their representation of school districts, that is NOT within the bounds of the law. This illegal conduct infringes on the parents' rights to have a resolution session with the school district without the school districts attorney being present. It is clear that these attorneys are attempting to gain an unfair advantage over the parents in violation of the law. " EC 7-15 The nature and purpose of proceedings before administrative agencies vary widely. The proceedings may be legislative or quasi-judicial, or a combination of both. They may be ex parte in character, in which event they may originate either at the instance of the agency or upon motion of an interested party. The scope of an inquiry may be purely investigative or it may be truly adversary looking toward the adjudication of specific rights of a party or of classes of parties. The foregoing are but examples of some of the types of proceedings conducted by administrative agencies. A lawyer appearing before an administrative agency, regardless of the nature of the proceeding it is conducting, has the continuing duty to advance the cause of the client within the bounds of the law. Where the applicable rules of the agency impose specific obligations upon a lawyer, it is the lawyer's duty to comply therewith, unless the lawyer has a legitimate basis for challenging the validity thereof. In all appearances before administrative agencies, a lawyer should identify the lawyer, the client, if identity of the client is not privileged, and the representative nature of the lawyer's appearance. It is not improper, however, for a lawyer to seek from an agency information available to the public without identifying the client. " It is very clear that the regulations addressing the conduct of school district lawyers in resolutions session have been violated. It is also clear that these lawyers have a " duty to comply " with these regulations. They have not. I believe that the participation of these lawyers, on a regular basis, with the knowledge of the firm, has violated all of the following disciplinary rules and that Mr. Sheahan and the firm of Guercio & Guercio should be formally disciplined for this illegal conduct which they engaged in knowingly. DR 1-102 [1200.3] Misconduct. A. A lawyer or law firm shall not: 1. Violate a Disciplinary Rule. 3. Engage in illegal conduct that adversely reflects on the lawyer's honesty, trustworthiness or fitness as a lawyer. 4. Engage in conduct involving dishonesty, fraud, deceit, or misrepresentation. 5. Engage in conduct that is prejudicial to the administration of justice. 7. Engage in any other conduct that adversely reflects on the lawyer's fitness as a lawyer. DR 1-104 [1200.5] Responsibilities of a Partner or Supervisory Lawyer and Subordinate Lawyers. A. A law firm shall make reasonable efforts to ensure that all lawyers in the firm conform to the disciplinary rules. B. A lawyer with management responsibility in the law firm or direct supervisory authority over another lawyer shall make reasonable efforts to ensure that the other lawyer conforms to the disciplinary rules. C. A law firm shall adequately supervise, as appropriate, the work of partners, associates and nonlawyers who work at the firm. The degree of supervision required is that which is reasonable under the circumstances, taking into account factors such as the experience of the person whose work is being supervised, the amount of work involved in a particular matter, and the likelihood that ethical problems might arise in the course of working on the matter. D. A lawyer shall be responsible for a violation of the Disciplinary Rules by another lawyer or for conduct of a non-lawyer employed or retained by or associated with the lawyer that would be a violation of the Disciplinary Rules if engaged in by a lawyer if: 1. The lawyer orders, or directs the specific conduct, or, with knowledge of the specific conduct, ratifies it; or 2. The lawyer is a partner in the law firm in which the other lawyer practices or the non-lawyer is employed, or has supervisory authority over the other lawyer or the non-lawyer, and knows of such conduct, or in the exercise of reasonable management or supervisory authority should have known of the conduct so that reasonable remedial action could be or could have been taken at a time when its consequences could be or could have been avoided or mitigated. E. A lawyer shall comply with these Disciplinary Rules notwithstanding that the lawyer acted at the direction of another person. DR 7-102 [1200.33] Representing a Client Within the Bounds of the Law. A. In the representation of a client, a lawyer shall not: 7. Counsel or assist the client in conduct that the lawyer knows to be illegal or fraudulent. 8. Knowingly engage in other illegal conduct or conduct contrary to a Disciplinary Rule. DR 7-104 [1200.35] Communicating With Represented and Unrepresented Parties. A. During the course of the representation of a client a lawyer shall not: 1. Communicate or cause another to communicate on the subject of the representation with a party the lawyer knows to be represented by a lawyer in that matter unless the lawyer has the prior consent of the lawyer representing such other party or is authorized by law to do so. 2. Give advice to a party who is not represented by a lawyer, other than the advice to secure counsel, if the interests of such party are or have a reasonable possibility of being in conflict with the interests of the lawyer's client. DR 7-106 [1200.37] Trial Conduct. A. A lawyer shall not disregard or advise the client to disregard a standing rule of a tribunal or a ruling of a tribunal made in the course of a proceeding, but the lawyer may take appropriate steps in good faith to test the validity of such rule or ruling. 7. Intentionally or habitually violate any established rule of procedure or of evidence. Please open an investigation into this matter and inform me of the result. Should I gather more evidence of these or other attorneys engaging in this illegal conduct, I will be sure to forward it to you so that appropriate disciplinary action can be taken. Thank you for your prompt attention to this matter. Sincerely, Deabold Founder, School Watch Quote Link to comment Share on other sites More sharing options...
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